Registration Form
* indicates required input
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First Name *
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Surname *
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Company *
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Position *
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Address
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Postcode
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City
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Country *
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Phone *
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Email *
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Password *
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FSA Registration Number *
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If you can not provide an FSA, please provide us a description to support your categorisation as a sophisticated investor *
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By providing you with access to our research and other materials contained on our
website (together the “Materials”) you acknowledge and agree that Ocean Equities
is not acting for you and that you do not expect us to have any duties or responsibilities
towards you for providing protections afforded to our customers or clients under
the Conduct of Business Sourcebook of the Financial Services Authority Handbook
of Rules and Guidance (“COBS”) or advising you with regard to the Materials or any
matters contained therein and that you are not and will not be a customer or client
of Ocean Equities as defined by the COBS.
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you acknowledge that Ocean Equities is not making any recommendation to you, nor
advising you regarding the suitability or merits of your entering into any transaction
in connection with the subject matter of the Materials or any part thereof, and
that, unless separately agreed in writing with Ocean Equities, you are not and do
not regard yourselves as being a client of Ocean Equities and do not expect Ocean
Equities to have any duties or responsibilities similar or comparable to the FSA
Rule regarding the best execution or suitability or to afford you any other protections
a client of Ocean Equities would otherwise receive.
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you warrant that you are a person falling within one or more of the categories of
persons set out in Article 19 and/or Article 49 of the Financial Services and Markets
Act 2000 (Financial Promotion) Order 2005
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you acknowledge and agree that: (1) you are not a US person; (2) you were outside
the United States at the time of execution and delivery of this letter and Form
of Confirmation; (3) your affairs are controlled and directed from outside the United
State.
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